Tracker Fund
[概述]Anindexfundthattracksabroadmarketindexorasegmentthereof.Suchafundinvestsinall,orarepresentativenumber,ofthesecuritieswit
Exchange Privilege
[概述]Theopportunitygiventomutualfundshareholderstoexchangetheirinvestmentinafundforanotherwithinthesamefundfamilyatnoaddition
Mutual Fund Cash Level
[概述]Thepercentageofamutualfund'stotalassetsthatarecurrentlyheldincashorcashequivalents.Whilemutualfundcashlevelcanrefertothe
ProShares
[概述]AdivisionofProFundsGroupthatmanagesshortandleveragedinvestmentfundsthattradeonvariousstockexchanges.Thesefundsaredesigne
Portfolio
[概述]Agroupingoffinancialassetssuchasstocks,bondsandcashequivalents,aswellastheirmutual,exchange-tradedandclosed-fundcounterp
Deferred Load
[概述]Asaleschargeorfeethatisassessedwhenaninvestorsellscertainclassesoffundsharesbeforeaspecifieddate.Deferredloadsusuallyrun
Balanced Fund
[概述]英文名稱：BalancedFund中文名稱：平衡基金一種均衡投資於債券和股票、貨幣市場等風險程度不同的金融產品，以求既獲得穩定收益，又能捕捉成長機會的基金。e.g.HuaxiaglobalselectedstockfundandSouthe
Equity
[概述]1.Astockoranyothersecurityrepresentinganownershipinterest.2.Onacompany'sbalancesheet,theamountofthefundscontributedbythe
Pooled Funds
[概述]Fundsfrommanyindividualinvestorsthatareaggregatedforthepurposesofinvestment,asinthecaseofamutualorpensionfund.Investorsi
Before Reimbursement Expense Ratio
[概述]Thepercentageofafund'saveragenetassetsthatisusedtocovertheannualoperatingexpensesofmanagingamutualfundbeforereimbursemen
Hybrid Fund
[概述]Acategoryofmutualfundthatischaracterizedbyportfoliothatismadeupofamixofstocksandbonds,whichcanvaryproportionallyovertime
Accumulation Plan
[概述]1.Ageneralfinancialstrategyinwhichaninvestorattemptstobuildthevalueofhisorherportfoliotoadesiredsize.2.Inthecontextofmut
Capital Guarantee Fund
[概述]Aninvestmentvehicleofferedbycertaininstitutionsthatguaranteestheinvestor'sinitialcapitalinvestmentfromanylosses.Eventhou
Dividend Drag
[概述]Adisadvantageofthedividendstructureofunittrustexchange-tradedfunds(ETFs)thatresultsfromSECrulesthatstipulatethatpassivel
NAV Return
[概述]Thechangeinthenetassetvalueofanexchange-tradedfund(ETF)ormutualfundoveragiventimeperiod.TheNAVreturnofanETFormutualfundc
Exempt-Interest Dividend
[概述]Adistributionfromamutualfundthatisnotsubjecttoincometax.Exempt-interestdividendsareoftenassociatedwithmutualfundsthatinv
Clone Fund
[概述]Amutualfundthatreplicatestheperformanceorstrategyofanexistingmutualfundorindexthroughtheuseofderivatives.Clonefundswerev
Fair Weather Fund
[概述]Atypeofmutualfundthathasatendencytoperformwellduringabullmarket.Inotherwords,itisamutualfundthatgenerallyoutperformsthem
Venture Capital Funds
[概述]Aninvestmentfundthatmanagesmoneyfrominvestorsseekingprivateequitystakesinstartupandsmall-andmedium-sizeenterpriseswithst
Super NOW Account
[概述]Anaccountcreatedin1982thatoffersahigherinterestratethanaNOWaccountbutlowerinterestthanamoneymarketaccount.Specificrequir
Blend Fund
[概述]英文名稱：BlendFund中文名稱：混合基金混合型基金是指同時以股票、債券和貨幣市場工具爲投資對象的基金。Acategoryofequitymutualfundswithportfoliosthataremadeupofamixofval
World Equity Benchmark Series - WEBS
[概述]AtypeofinternationalfundtradedontheAmericanStockExchangethatfollowstheMorganStanleyCapitalInternational(MSCI)countryinde
Anti-Reciprocal Rule
[概述]ArulecreatedbytheFinancialIndustryRegulatoryAuthority(FINRA)toprotectindividualinvestorsfromconflictsofinterestthatmayar
Series 52
[概述]AnexamofferedbytheFinancialIndustryRegulatoryAuthority(FINRA)andoverseenbytheMunicipalSecuritiesRulemakingBoard(MSRB).Th
Société d'Investissement À Capital Variable - SICAV
[概述]Atypeofopen-endedinvestmentfundinwhichtheamountofcapitalinthefundvariesaccordingtothenumberofinvestors.Sharesinthefundar
Prospectus
[概述]Aformallegaldocument,whichisrequiredbyandfiledwiththeSecuritiesandExchangeCommission,thatprovidesdetailsaboutaninvestmen
Portfolio Pumping
[概述]Theillegalactofbiddingupthevalueofafund'sholdingsrightbeforetheendofaquarter,whenthefund'sperformanceismeasured.Thisisdo
Quant Fund
[概述]Aninvestmentfundthatselectssecuritiesbasedonquantitativeanalysis.Inaquantfund,themanagersbuildcomputer-basedmodelstodete
Redemption Fee
[概述]Afeecollectedbyaninvestmentcompanyfromtraderspracticingmutualfundtiming.Thisstiffpenaltyisusedtodiscourageshort-term,in-
130/30 Mutual Fund
[概述]Amutualfundthathaslongpositionsandshortpositionsinitsportfolio.Specifically,ina130/30mutualfund,thefundislong100%ofitsas
Closed-End Fund
[概述]英文名稱：Closed-endFund中文名稱：封閉式基金指經核準的基金份額總額在基金合同期限內固定不變,基金份額可以在依法設立的證券交易場所交易,但在基金合同期限內基金份額持有人不得申請贖回的基金。eb1619e81e59668d2db8
Index Fund
[概述]Atypeofmutualfundwithaportfolioconstructedtomatchortrackthecomponentsofamarketindex,suchastheStandard&Poor's500Index
Dual Purpose Fund
[概述]Afundcreatedbyaclosed-endedinvestmentcompanythatofferstwoclassesofstock.Eachclassoffersentitlementstoeitherincomeorcapit
B-Share
[概述]Aclassinafamilyofmulti-classmutualfunds.Thisclassischaracterizedbyaback-endloadstructurethatispaidonlywhenthefundissold.
Capital Appreciation Fund
[概述]英文名稱：CapitalAppreciationFund中文名稱：資本升值基金旨在通過投資公司股票，並通過股票價格上漲實現資本升值的基金。e.g.Amidconcernsofaneconomicslowdown,FederatedInves
Temporary New Account
[概述]Anaccountthatissetupwithinafundtoholdabalanceasaresultofasignificantcashinfloworoutflowtoafund.Theaccountissetuptoholdth
Trust Deed
[概述]1.Aformaldocumentwhichoutlinesthetermsofatrustagreement.2.Acommonwaytostructurerealestatepurchases,wherethetitletoaprope
Advisor Fee
[概述]Thefeethatispaidtoafinancialadvisorforrecommendingaloadmutualfundbasedontheneedsandtime-frameofaninvestor.Feesdifferacco
Gold Fund
[概述]Amutualfundorexchange-tradedfund(ETF)thatinvestsprimarilyingold-producingcompaniesorgoldbullion.Thepriceofshareswithinag
Money Market Fund
[概述]Aninvestmentfundthatholdstheobjectivetoearninterestforshareholderswhilemaintaininganetassetvalue(NAV)of$1pershare.Mutual